Our services
From licensing to regulatory audits and examinations, work with an RI who has hands-on experience with DIFI examiners and mortgage businesses of different sizes.
Regulatory audits & examinations
Christian has worked directly with examiners at the Arizona Department of Insurance and Financial Institutions (DIFI) and helped clients through multiple regulatory audits and examinations.
From one-person shops to larger independent brokers, direct lenders and servicers.
Discuss your examination needsSupport throughout the process
Understand the examination request and organize the records and information your company needs to provide.
Work directly with Christian as he coordinates RI-related communication with DIFI examiners and your team.
Work through questions, coordinate responses and address RI-related follow-up within your service scope.
RI support is provided within your agreed scope. Independent financial audits remain with your accounting professional.
Your Responsible Individual should understand the business behind the license. We start with your company structure, license type and plans for Arizona, then define the responsibilities and communication that make the relationship work.
We help organize the RI portion of your licensing process and coordinate with your team or licensing provider. You receive a clear onboarding path that reflects your business and the applicable license requirements.
A company’s location and correspondence requirements depend on its license and operating structure. We review your needs and discuss the Phoenix location and related support available through AZRI.
Keep an experienced RI involved as your Arizona operation develops. Christian supports licensing renewals, NMLS amendments and RI-related regulatory correspondence, working directly with you or your internal compliance team.
A fit for your operation
RI support for mortgage brokers, lenders, servicers and processing companies, from one-person shops to larger independent operations.
From a one-person brokerage to a larger independent team, get an Arizona RI with hands-on experience in licensing, regulatory audits and examinations. Keep the independence of the business you have built.
Your next chapter starts here
Tell us where you are today. We’ll help you understand the next step.